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SEC
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5 days ago
SEC’s $53mn payout over fake accounts scandal is less than half the amount originally planned
Jeff Shell leaves Paramount after allegations of SEC violations; company calls claims 'baseless' ⊖⊖
Paramount President Jeff Shell is leaving his position after a lawsuit accused him of violating SEC rules.
11 days ago
Trump wants the SEC to relax quarterly reporting. Wall Street could be a problem. ⊖
Investors' early concerns offer a preview of the fierce lobbying fight that is likely to break out once the SEC releases the proposal.
19 days ago
Former SEC chair Jay Clayton says regulators would scrutinize trading ahead of Trump post ⊕
"Any move like that in advance of any announcement, the regulators are going to look at," said Clayton, former SEC chair.
21 days ago
SEC's ex-enforcement chief clashed with bosses before leaving, Reuters sources say ⊕
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One case that sparked tension involved Justin Sun, a major backer of the Trump family's World Liberty Financial venture. Another involved Tesla CEO Elon Musk.
23 days ago
SEC Commissioner Hester Peirce on ETFs: 'We want to work with people on new products' ⊕
SEC Commissioner Hester Peirce indicates an openness to work with Wall Street on fresh exchange-traded fund products tied to cryptocurrencies and tokenization.
25 days ago
SEC urged to restrict Chinese companies’ access to US capital markets ⊖
Fear of national security risks and investor protections spurs rare bipartisan call for action from financial regulator
26 days ago
Bitcoin faces pressure after hotter-than-expected inflation data: CNBC Crypto World ○
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On today's episode of CNBC Crypto World, crypto markets are on pace to outperform Wall Street despite a Wednesday pullback driven by hotter-than-expected wholesale data. Also, the SEC and CFTC issue …
27 days ago
Elon Musk’s lawyers sidestepped SEC team in Twitter case settlement talks ⊕
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a story from Financial Times ✅ › Financial Times
Lawyer for billionaire Tesla founder told judge they attempted to resolve matter without Wall Street watchdog’s counsel
Elon Musk and SEC in talks to settle lawsuit over Twitter deal ⊖
The SEC accused Elon Musk of failing to promptly disclose that he amassed an active stake in Twitter in 2022.